SEC Form 4 · accession 0000892712-16-001779
ARI NETWORK SERVICES INC /WI · ARIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy W Olivier
Officer — President and CEO · Director
Period of report
Jul 18, 2016
Accepted (ET)
Jul 19, 2016 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 18, 2016 | M | 50,000 | $2.10 | A | 219,297 | D | |
| Common StockF1 | Jul 18, 2016 | F | 20,154 | $5.21 | D | 199,143 | D | |
| Common Stock | holding | — | — | — | 13,246 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.10 | Jul 18, 2016 | M | 50,000 | D | Jul 31, 2010 | Sep 15, 2016 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Represents shares used to satisfy the exercise price of the stock options exercised.