SEC Form 4 · accession 0000892712-15-001149
ARI NETWORK SERVICES INC /WI · ARIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Mortimore
Director
Period of report
Dec 7, 2015
Accepted (ET)
Dec 15, 2015 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 7, 2015 | M | 6,000 | $2.15 | A | 48,726 | D | |
| Common Stock | Dec 7, 2015 | F | 3,155 | $4.03 | D | 45,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.15 | Dec 7, 2015 | M | 6,000 | D | Jul 31, 2007 | Dec 8, 2015 | Common Stock | 24,375 | 0 | D |