SEC Form 4 · accession 0000892712-15-000301
ARI NETWORK SERVICES INC /WI · ARIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
P Lee Poseidon
Director
Period of report
Jan 29, 2015
Accepted (ET)
Feb 18, 2015 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 29, 2015 | A | 10,000 | $1.525 | A | 75,554 | D | |
| Common Stock | Jan 29, 2015 | A | 9,000 | $1.35 | A | 84,554 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $1.525 | Jan 29, 2015 | M | 10,000 | D | Jun 19, 2010 | Jun 19, 2018 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $1.35 | Jan 29, 2015 | M | 9,000 | D | Jul 31, 2013 | Jan 3, 2022 | Common Stock | 10,000 | 0 | D |