SEC Form 4 · accession 0000892712-15-000299
ARI NETWORK SERVICES INC /WI · ARIS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Mortimore
Director
Period of report
Dec 9, 2014
Accepted (ET)
Feb 18, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2014 | M | 24,375 | $2.525 | A | 58,589 | D | |
| Common Stock | Dec 9, 2014 | F | 15,863 | $3.77 | A | 42,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $2.525 | Dec 9, 2014 | M | 24,375 | D | Jul 31, 2006 | Dec 9, 2014 | Common Stock | 24,375 | 0 | D |