SEC Form 4 · accession 0001437749-16-043880
VIVEVE MEDICAL, INC. · VIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Janney
Director
Period of report
Dec 23, 2016
Accepted (ET)
Dec 28, 2016 · 9:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Purchase)F1 | $5.22 | Dec 23, 2016 | A | 11,035 | A | — | Dec 22, 2026 | Common Stock | 11,035 | 11,035 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's Amended and Restated 2013 Stock Option and Incentive Plan and received 11,035 non-qualified stock options on December 23, 2016 (the "Grant Date"). The non-qualified stock options will vest in equal monthly increments over 48 months following the Grant Date.