SEC Form 4 · accession 0001437749-16-031798
VIVEVE MEDICAL, INC. · VIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon M Plexico
Director · 10% Owner
Period of report
May 11, 2016
Accepted (ET)
May 13, 2016 · 2:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Purchase)F1 | $7.74 | May 11, 2016 | A | 5,250 | A | — | May 11, 2026 | Common Stock | 5,250 | 5,250 | D |
Explanation of responses
- F1The reporting person is a participant in the Issuer's 2013 Stock Option and Incentive Plan, as amended, and received 5,250 non-qualified stock options on May 11, 2016 (the "Grant Date"). The non-qualified stock options will vest and become exercisable in 36 equal monthly installments beginning on the first day of the month following the Grant Date.