SEC Form 4/A · accession 0001437749-16-030445
VIVEVE MEDICAL, INC. · VIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Patricia Scheller
Officer — Chief Executive Officer · Director
Period of report
Aug 5, 2015
Accepted (ET)
Apr 29, 2016 · 7:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2015 | P | 526 | $1.0451 | A | 135,662 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to amend the number of shares of common stock acquired by the reporting person in August of 2015 pursuant to a Rule 10b5-1 trading plan. Based on reports received from her broker, the reporting person initially reported two separate purchases of 526 shares of common stock at purchase prices of $0.8549 and $1.0451. The broker subsequently determined that only one purchase of 526 shares of common stock, at a price of $1.0451 per share, was completed and sent the reporting person a monthly statement showing only a single transaction at $1.0451. Therefore, the reporting person is filing this amendment to the Form 4 originally filed on August 11, 2015 to delete Row 1 of Table I in the original report and to correct the number of shares of common stock beneficially owned by her following the reported transaction.
- F2The purchases reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.