SEC Form 4 · accession 0001437749-15-021519
VIVEVE MEDICAL, INC. · VIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G. Atkinson
Officer — CBO & President
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879682
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Nov 24, 2015 | P | 642,857 | $0.70 | A | 3,376,159 | I | IRA |
| Common StockF2,F1 | Nov 24, 2015 | P | 109,105 | $0.70 | A | 3,485,264 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This shares of common stock were acquired by the Reporting Person in a private offering of which 109,105 shares of common stock were purchased by the Atkinson Family Revocable Trust (the "Trust") and 642,857 shares were of common stock were purchased by an individual retirement account created for the benefit of the reporting person (the "IRA"). The reporting person is a trustee and a co-beneficiary of the Trust and the beneficiary of the IRA.
- F2Includes all shares of common stock beneficially owned by the Reporting Person.