SEC Form 4 · accession 0001437749-15-002976
VIVEVE MEDICAL, INC. · VIVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia Scheller
Officer — Chief Executive Officer · Director
Period of report
Feb 17, 2015
Accepted (ET)
Feb 18, 2015 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879682
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock WarrantF1 | $0.50 | Feb 17, 2015 | A | 205,814 | A | Feb 17, 2015 | Feb 17, 2025 | Common Stock | 205,814 | 205,814 | D |
Explanation of responses
- F1The reporting person is a recipient of the Issuer's 2014 performance-based bonus compensation, and, on February 17, 2015, received a ten-year warrant to purchase 205,814 shares of common stock of the Issuer.