SEC Form 4 · accession 0001171843-15-001538
MID PENN BANCORP INC · MPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rory G Ritrievi
Officer — President and CEO · Director
Period of report
Aug 27, 2014
Accepted (ET)
Mar 20, 2015 · 11:12 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Mid Penn Bancorp, Inc. Common StockF1,F2 | Aug 27, 2014 | A | 500 | $15.87 | A | 8,238 | D | |
| Mid Penn Bancorp, Inc. Common StockF3 | holding | — | — | — | 3,254 | I | IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares granted in the form of restricted stock, which vests, subject to acceleration upon certain occurrences, 25% on each anniversary of the date of grant (each, a "vesting tranche"), but only if such reporting person (i) remains continuously employed through the applicable anniversary date and (ii) during each vesting tranche, purchases and holds an equal number of shares.
- F2Balance includes shares acquired through Employee Stock Purchase Plan and Dividend Reinvestment Plan.
- F3Balance includes shares acquired through Dividend Reinvestment Plan.