SEC Form 4 · accession 0001179110-18-013392
ATN International, Inc. · ATNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Prior
Officer — President and CEO · Director
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 25,000 | $46.85 | A | 422,624 | D | |
| Common Stock | Nov 30, 2018 | M | 7,500 | $32.96 | A | 430,124 | D | |
| Common Stock | Nov 30, 2018 | M | 30,000 | $37.36 | A | 460,124 | D | |
| Common StockF4 | Nov 30, 2018 | F | 43,768 | $84.56 | D | 416,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $46.85 | Nov 30, 2018 | M | 25,000 | D | — | Feb 11, 2020 | Common Stock | 25,000 | 0 | D |
| Employee Stock Option (right to buy)F2 | $32.96 | Nov 30, 2018 | M | 7,500 | D | — | Mar 15, 2021 | Common Stock | 7,500 | 0 | D |
| Employee Stock Option (right to buy)F3 | $37.36 | Nov 30, 2018 | M | 30,000 | D | — | Mar 22, 2022 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The stock option vested in four equal annual installments on each of February 11, 2011, 2012, 2013 and 2014
- F2The stock option vested in four equal annual installments on each of March 15, 2012, 2013, 2014 and 2015
- F3The stock option vested in four equal annual installments on each of March 22, 2013, 2014, 2015 and 2016
- F4Represents shares withheld by the Company for payment of exercise price and payment of Mr. Prior's tax obligations arising from the exercise of the stock option.