SEC Form 4 · accession 0000899243-16-011482
DTF TAX-FREE INCOME INC · DTF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 8, 2016
Accepted (ET)
Jan 11, 2016 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879535
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesF1,F2,F3 | Jan 8, 2016 | J | 650 | — | D | 0 | I | By Subsidiary |
| Variable Rate MuniFund Term Preferred SharesF1,F2,F3 | Jan 8, 2016 | J | 650 | — | A | 650 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition occurred in a cashless exchange of existing Variable Rate MuniFund Term Preferred Shares of DTF for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares of DTF.
- F2This statement is jointly filed by Wells Fargo Bank, N.A. and Wells Fargo Municipal Capital Strategies, LLC. Wells Fargo Bank, N.A. holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Wells Fargo Municipal Capital Strategies, LLC.
- F3Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Remarks
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information