SEC Form 4 · accession 0000879526-18-000023
WABASH NATIONAL Corp · WNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Pitchford
Officer — SVP, HR & Assistant Secretary
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 20,406 | $0.00 | A | 69,844 | D | |
| Common Stock | Feb 21, 2018 | F | 8,636 | $23.91 | D | 61,208 | D | |
| Common StockF1 | Feb 21, 2018 | A | 6,356 | $0.00 | A | 67,564 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitF2 | — | Feb 21, 2018 | A | 9,666 | A | Feb 21, 2018 | Feb 21, 2018 | Common Stock | 9,666 | 20,406 | D |
| Performance UnitF3 | — | Feb 21, 2018 | M | 20,406 | D | Feb 21, 2018 | Feb 21, 2018 | Common Stock | 20,406 | 0 | D |
Explanation of responses
- F1Restricted Stock Unit award vesting February 21, 2021.
- F2Performance Units were granted on 2/17/2015, with a performance period ending upon the close of the Company's 2017 fiscal year. Number of units reported reflect those additional shares earned over and above the units reported on the Form 4 filed on 2/19/2015 as a result of the achievement of Company specified performance criteria for the performance period.
- F3Performance Units were granted on 2/17/2015, with a performance period ending upon the close of the Company's 2017 fiscal year. Number of units reported reflect the total number of shares earned as a result of the achievement of Company specified performance criteria for the performance period. Each performance unit converted to one share of WNC common stock as of date of vesting on 2/17/2018.