SEC Form 4 · accession 0000879526-18-000020
WABASH NATIONAL Corp · WNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael N Pettit
Officer — SVP - Group President, FMP
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 3:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2018 | M | 6,821 | $0.00 | A | 29,386 | D | |
| Common Stock | Feb 21, 2018 | F | 2,558 | $23.91 | D | 26,828 | D | |
| Common StockF1 | Feb 21, 2018 | A | 6,356 | $0.00 | A | 33,184 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitF2 | — | Feb 21, 2018 | A | 3,231 | A | Feb 21, 2018 | Feb 21, 2018 | Common Stock | 3,231 | 6,821 | D |
| Performance UnitF3 | — | Feb 21, 2018 | M | 6,821 | D | Feb 21, 2018 | Feb 21, 2018 | Common Stock | 6,821 | 0 | D |
Explanation of responses
- F1Restricted Stock Unit award vesting February 21, 2021.
- F2Performance Units were granted on 2/17/2015, with a performance period ending upon the close of the Company's 2017 fiscal year. Number of units reported reflect those additional shares earned over and above the units reported on the Form 4 filed on 2/19/2015 as a result of the achievement of Company specified performance criteria for the performance period.
- F3Performance Units were granted on 2/17/2015, with a performance period ending upon the close of the Company's 2017 fiscal year. Number of units reported reflect the total number of shares earned as a result of the achievement of Company specified performance criteria for the performance period. Each performance unit converted to one share of WNC common stock as of date of vesting on 2/17/2018.