SEC Form 4 · accession 0000879526-17-000003
WABASH NATIONAL Corp · WNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Pitchford
Officer — SVP, HR & Assistant Secretary
Period of report
Feb 3, 2017
Accepted (ET)
Feb 6, 2017 · 3:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2017 | M | 7,510 | $10.85 | A | 229,785 | D | |
| Common Stock | Feb 3, 2017 | M | 4,620 | $9.61 | A | 234,405 | D | |
| Common Stock | Feb 3, 2017 | M | 4,573 | $13.32 | A | 238,978 | D | |
| Common Stock | Feb 3, 2017 | S | 16,703 | $21.2012 | D | 222,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy)F2,F1 | $10.85 | Feb 3, 2017 | M | 7,510 | D | — | Feb 23, 2022 | Common Stock | 7,510 | 0 | D |
| Stock option (right to buy)F2,F1 | $9.61 | Feb 3, 2017 | M | 4,620 | D | — | Feb 20, 2023 | Common Stock | 4,620 | 0 | D |
| Stock option (right to buy)F2,F3 | $13.32 | Feb 3, 2017 | M | 4,573 | D | — | Feb 19, 2024 | Common Stock | 4,573 | 2,287 | D |
Explanation of responses
- F1Award is fully vested
- F2Option grant
- F3Award vests in three equall installments on February 19, 2015, 2016 and 2017. The final 1/3 will fully vest on February 19, 2017.