SEC Form 4 · accession 0000879526-16-000059
WABASH NATIONAL Corp · WNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erin Jennifer Roth
Officer — SVP, General Counsel
Period of report
Aug 8, 2016
Accepted (ET)
Aug 9, 2016 · 3:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 8, 2016 | M | 7,250 | $9.61 | A | 87,270 | D | |
| Common Stock | Aug 8, 2016 | S | 7,250 | $14.25 | D | 80,020 | D | |
| Common Stock | Aug 8, 2016 | M | 9,000 | $10.21 | A | 89,020 | D | |
| Common Stock | Aug 8, 2016 | S | 9,000 | $14.25 | D | 80,020 | D | |
| Common Stock | Aug 8, 2016 | M | 1,900 | $8.57 | A | 81,920 | D | |
| Common Stock | Aug 8, 2016 | S | 1,900 | $14.25 | D | 80,020 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $9.61 | Aug 8, 2016 | M | 7,250 | D | — | Feb 20, 2023 | Common Stock | 7,250 | 8,870 | D |
| Stock Option (right to buy)F1 | $10.21 | Aug 8, 2016 | M | 9,000 | D | — | Feb 23, 2021 | Common Stock | 9,000 | 0 | D |
| Stock Option (right to buy)F1 | $8.57 | Aug 8, 2016 | M | 1,900 | D | — | Feb 6, 2018 | Common Stock | 1,900 | 0 | D |
Explanation of responses
- F1Award is fully vested