SEC Form 4/A · accession 0000879526-15-000027
WABASH NATIONAL Corp · WNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Erin Jennifer Roth
Officer — SVP, General Counsel
Period of report
Feb 23, 2015
Accepted (ET)
Feb 26, 2015 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 23, 2015 | M | 8,990 | $0.00 | A | 55,987 | D | |
| Common StockF2 | Feb 23, 2015 | F | 8,140 | $14.17 | D | 47,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF3 | — | Feb 23, 2015 | M | 8,990 | D | Feb 23, 2015 | Feb 23, 2015 | Common Stock | 8,990 | 0 | D |
Explanation of responses
- F1Tax withholding of performance stock unit and restricted stock unit, granted on 2/23/12 and vested on 2/23/15, was previously reported, but the settlement of the restricted stock unit was inadvertantly left off of the Form 4. This amendment reflects the vesting of the restricted stock unit, the award of which was orginally reported on Table II of a Form 5 filed on 2/12/13.
- F2Automated sale upon vest of performance stock units and restricted stock units granted on 2/23/12 for purposes of paying taxes due at time of vest
- F3Each restricted stock unit converted to one share of WNC common stock as of date of vesting on 2/23/2015.