SEC Form 4 · accession 0001209191-18-054387
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula J Swain
Officer — EVP, Human Resources
Period of report
Oct 3, 2018
Accepted (ET)
Oct 5, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2018 | M | 10,000 | $18.32 | A | 42,324 | D | |
| Common StockF1,F2 | Oct 3, 2018 | S | 10,000 | $70.00 | D | 32,324 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $18.32 | Oct 3, 2018 | M | 10,000 | D | — | Feb 8, 2020 | Common Stock | 10,000 | 51,782 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Includes an aggregate of 8,026 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Beginning February 9, 2013, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.