SEC Form 4 · accession 0001209191-18-040987
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Brooke
Director
Period of report
Jun 29, 2018
Accepted (ET)
Jul 3, 2018 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 20, 2018 | G | 20,000 | $0.00 | D | 197,859 | D | |
| Common StockF2 | Jun 20, 2018 | G | 20,000 | $0.00 | A | 40,000 | I | By the Paul Brooke Family Trusts |
| Common StockF3 | Jun 29, 2018 | A | 354 | $67.00 | A | 198,213 | D | |
| Common Stock | holding | — | — | — | 40,000 | I | By the Paul Brooke Family Trusts |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On June 20, 2018, the reporting person transferred 20,000 directly owned shares of Common Stock to a family trust, The Kathleen McCarrigher and Paul A. Brooke 2012 Family Trust (the "Trust No. 2") for the benefit of the reporting person's descendants. The reporting person's spouse is the trustee of the Trust. The reporting person disclaims beneficial ownership of the shares of Common Stock held by Trust No. 2.
- F2As previously reported, the reporting person transferred certain directly owned shares of Common Stock to another family trust, the Paul Brooke Family Trust (the "Trust No. 1"). Collectively, Trust No. 1 and Trust No. 2 are referred to herein and will be referred to in future reports as "The Paul Brooke Family Trusts".
- F3Restricted shares issued to the Reporting Person under the Issuer's Amended and Restated 2010 Stock Incentive Plan in lieu of quarterly director retainer fees pursuant to an election by the Reporting Person intended to comply with Rule 10b5-1. Restricted shares are fully vested.