SEC Form 4 · accession 0001209191-17-051290
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H. Siegel
Officer — EVP, General Counsel
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2017 | M | 1,820 | $64.55 | A | 23,553 | D | |
| Common StockF1,F2 | Sep 1, 2017 | S | 1,820 | $137.40 | D | 21,733 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $64.55 | Sep 1, 2017 | M | 1,820 | D | — | Jan 20, 2021 | Common Stock | 1,820 | 12,932 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2This includes an aggregate of 13,316 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested and 1,388 shares of common stock issuable pursuant to previously reported restricted stock units that have vested but have not yet been delivered to the reporting person.
- F3Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.