SEC Form 4 · accession 0001209191-17-050884
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven H Stein
Officer — EVP & Chief Medical Officer
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | M | 522 | $95.76 | A | 18,687 | D | |
| Common Stock | Aug 29, 2017 | M | 1,192 | $88.68 | A | 19,879 | D | |
| Common Stock | Aug 29, 2017 | M | 397 | $83.83 | A | 20,276 | D | |
| Common StockF1 | Aug 29, 2017 | S | 522 | $125.00 | D | 19,754 | D | |
| Common StockF1 | Aug 29, 2017 | S | 1,192 | $125.00 | D | 18,562 | D | |
| Common StockF1,F2 | Aug 29, 2017 | S | 397 | $125.00 | D | 18,165 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $95.76 | Aug 29, 2017 | M | 522 | D | — | Jan 6, 2023 | Common Stock | 522 | 8,348 | D |
| Non-Qualified Stock Option (right to buy)F4 | $88.68 | Aug 29, 2017 | M | 1,192 | D | — | Mar 1, 2022 | Common Stock | 1,192 | 7,495 | D |
| Non-Qualified Stock Option (right to buy)F5 | $83.83 | Aug 29, 2017 | M | 397 | D | — | Jul 14, 2026 | Common Stock | 397 | 13,326 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2This includes an aggregate of 16,777 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Beginning January 7, 2016, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F4Beginning March 2, 2015, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F5Beginning July 15, 2016, options become exercisable in 37 installments, with the first 25% vesting after one year and the remainder vesting monthly over three years.