SEC Form 4 · accession 0001209191-17-047893
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Trower
Officer — Principal Accounting Officer
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | F | 295 | $125.98 | D | 11,853 | D | |
| Common Stock | Aug 4, 2017 | M | 3,000 | $17.79 | A | 14,853 | D | |
| Commons StockF2,F3,F4,F5 | Aug 4, 2017 | S | 3,000 | $125.25 | D | 11,853 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $17.79 | Aug 4, 2017 | M | 3,000 | D | — | Jan 18, 2019 | Common Stock | 3,000 | 22,187 | D |
Explanation of responses
- F1Represents shares withheld to satisfy tax withholding obligations due at settlement of restricted stock units previously reported in Table I as common stock.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F3Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F4Represents weighted average sale price. Actual sale prices ranged from $123.99 - $126.13.
- F5This includes an 4,977 aggregate of shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F6Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years