SEC Form 4 · accession 0001209191-17-037245
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H. Siegel
Officer — EVP, General Counsel
Period of report
Jun 1, 2017
Accepted (ET)
Jun 2, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2017 | M | 1,820 | $64.55 | A | 18,744 | D | |
| Common StockF1,F2 | Jun 1, 2017 | S | 1,820 | $130.00 | D | 16,924 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $64.55 | Jun 1, 2017 | M | 1,820 | D | — | Jan 20, 2021 | Common Stock | 1,820 | 18,392 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2This includes an aggregate of 11,187 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.