SEC Form 4 · accession 0001209191-17-029346
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry P Flannelly
Officer — EVP & General Manager US
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 2,064 | $48.44 | A | 17,949 | D | |
| Common StockF1,F2,F3 | May 1, 2017 | S | 803 | $124.61 | D | 17,146 | D | |
| Common StockF1,F2,F4,F5 | May 1, 2017 | S | 4,493 | $124.75 | D | 12,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F6 | $48.44 | May 1, 2017 | M | 2,064 | D | — | Aug 10, 2021 | Common Stock | 2,064 | 1,720 | D |
Explanation of responses
- F1Reporting person undertakes to provide upon request by Securities and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F2This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F3Represents weighted average sale price. Actual sale prices ranged from $123.97 - $125.38.
- F4Represents weighted average sale price. Actual sale prices ranged from $123.92 - $125.47.
- F5Includes an aggregate of 11,187 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F6Beginning August 11, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years