SEC Form 4 · accession 0001209191-17-026567
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H. Siegel
Officer — EVP, General Counsel
Period of report
Apr 10, 2017
Accepted (ET)
Apr 11, 2017 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2017 | M | 2,223 | $18.32 | A | 19,008 | D | |
| Common Stock | Apr 10, 2017 | M | 1,820 | $64.55 | A | 20,828 | D | |
| Common StockF1 | Apr 10, 2017 | S | 2,223 | $140.18 | D | 18,605 | D | |
| Common StockF1 | Apr 10, 2017 | S | 1,820 | $140.18 | D | 16,785 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $18.32 | Apr 10, 2017 | M | 2,223 | D | — | Feb 8, 2020 | Common Stock | 2,223 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $64.55 | Apr 10, 2017 | M | 1,820 | D | — | Jan 20, 2021 | Common Stock | 1,820 | 22,032 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2Beginning February 9, 2013, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F3Beginning January 21, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.