SEC Form 4 · accession 0001209191-17-021699
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Friedman
Director
Period of report
Mar 16, 2017
Accepted (ET)
Mar 20, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 16, 2017 | M | 5,458 | $18.32 | A | 302,976 | D | |
| Common Stock | Mar 16, 2017 | M | 2,849 | $18.32 | A | 305,825 | D | |
| Common StockF1,F2 | Mar 16, 2017 | S | 8,307 | $151.45 | D | 297,518 | D | |
| Common Stock | Mar 17, 2017 | M | 41,693 | $18.32 | A | 339,211 | D | |
| Common StockF1,F3 | Mar 17, 2017 | S | 41,693 | $148.18 | D | 297,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $18.32 | Mar 16, 2017 | M | 5,458 | D | — | Feb 8, 2020 | Common Stock | 5,458 | 0 | D |
| Non-Qualified Stock Option (right to buy)F4 | $18.32 | Mar 16, 2017 | M | 2,849 | D | — | Feb 8, 2020 | Common Stock | 2,849 | 141,693 | D |
| Non-Qualified Stock Option (right to buy)F4 | $18.32 | Mar 17, 2017 | M | 41,693 | D | — | Feb 8, 2020 | Common Stock | 41,693 | 100,000 | D |
Explanation of responses
- F1Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F2Represents weighted average sale price. Actual sale prices ranged from $151.09 - $151.75.
- F3Represents weighted average sale price. Actual sale prices ranged from $148.00 - $148.92.
- F4Beginning February 9, 2013, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.