SEC Form 4 · accession 0001209191-16-145577
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry P Flannelly
Officer — EVP & General Manager US
Period of report
Oct 7, 2016
Accepted (ET)
Oct 11, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 7, 2016 | M | 2,408 | $48.44 | A | 13,595 | D | |
| Common Stock | Oct 7, 2016 | M | 21,796 | $48.44 | A | 35,391 | D | |
| Common StockF1,F2 | Oct 7, 2016 | S | 24,204 | $97.00 | D | 11,187 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F3 | $48.44 | Oct 7, 2016 | M | 2,408 | D | — | Aug 10, 2021 | Common Stock | 2,408 | 3,784 | D |
| Non-Qualified Stock Option (right to buy)F3 | $48.44 | Oct 7, 2016 | M | 21,796 | D | — | Aug 10, 2021 | Common Stock | 21,796 | 20,422 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2Includes an aggregate of 11,187 shares of common stock issuable pursuant to previously reported restricted stock units that have not vested.
- F3Beginning August 11, 2014, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years