SEC Form 4 · accession 0001209191-15-081354
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Friedman
Director
Period of report
Nov 17, 2015
Accepted (ET)
Nov 19, 2015 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2015 | M | 100,000 | $17.79 | A | 397,518 | D | |
| Common StockF1,F2 | Nov 17, 2015 | S | 7,052 | $112.71 | D | 390,466 | D | |
| Common StockF1,F3 | Nov 17, 2015 | S | 42,948 | $112.53 | D | 347,518 | D | |
| Common StockF1,F4 | Nov 17, 2015 | S | 50,000 | $111.37 | D | 297,518 | D | |
| Common Stock | Nov 18, 2015 | M | 125,000 | $17.79 | A | 422,518 | D | |
| Common StockF1,F5 | Nov 18, 2015 | S | 86,132 | $115.42 | D | 336,386 | D | |
| Common StockF1,F6 | Nov 18, 2015 | S | 38,868 | $115.12 | D | 297,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F7 | $17.79 | Nov 17, 2015 | M | 5,621 | D | — | Jan 18, 2019 | Common Stock | 5,621 | 0 | D |
| Non-Qualified Stock Option (right to buy)F7 | $17.79 | Nov 17, 2015 | M | 94,379 | D | — | Jan 18, 2019 | Common Stock | 94,379 | 125,000 | D |
| Non-Qualified Stock Option (right to buy)F7 | $17.79 | Nov 18, 2015 | M | 125,000 | D | — | Jan 18, 2019 | Common Stock | 125,000 | 0 | D |
Explanation of responses
- F1Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F2Represents weighted average sale price. Actual sale prices ranged from $112.52 - $112.82.
- F3Represents weighted average sale price. Actual sale prices ranged from $112.00 - $113.41.
- F4Represents weighted average sale price. Actual sale prices ranged from $110.04 - $112.49.
- F5Represents weighted average sale price. Actual sale prices ranged from $115.00 - $116.35.
- F6Represents weighted average sale price. Actual sale prices ranged from $115.00 - $115.89.
- F7Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.