SEC Form 4 · accession 0001209191-15-030760
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurent Chardonnet
Other
Period of report
Mar 30, 2015
Accepted (ET)
Apr 1, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2015 | M | 26,682 | $18.32 | A | 29,587 | D | |
| Common Stock | Mar 30, 2015 | M | 1,094 | $18.32 | A | 30,681 | D | |
| Common Stock | Mar 30, 2015 | M | 34,187 | $17.79 | A | 64,868 | D | |
| Common Stock | Mar 30, 2015 | M | 5,813 | $17.79 | A | 70,681 | D | |
| Common Stock | Mar 30, 2015 | M | 32,850 | $14.72 | A | 103,531 | D | |
| Common Stock | Mar 30, 2015 | M | 7,150 | $14.72 | A | 110,681 | D | |
| Common Stock | Mar 30, 2015 | M | 5,833 | $13.34 | A | 116,514 | D | |
| Common Stock | Mar 30, 2015 | M | 167 | $13.34 | A | 116,681 | D | |
| Common StockF1,F2,F3 | Mar 30, 2015 | S | 46,000 | $93.64 | D | 70,681 | D | |
| Common StockF1,F2,F4 | Mar 30, 2015 | S | 40,000 | $93.64 | D | 30,681 | D | |
| Common StockF1,F2,F5 | Mar 30, 2015 | S | 27,776 | $93.64 | D | 2,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F6 | $18.32 | Mar 30, 2015 | M | 26,682 | D | — | Feb 8, 2020 | Common Stock | 26,682 | 6,717 | D |
| Incentive Stock Option (right to buy)F6 | $18.32 | Mar 30, 2015 | M | 1,094 | D | — | Feb 8, 2020 | Common Stock | 1,094 | 5,507 | D |
| Non-Qualified Stock Option (right to buy)F7 | $17.79 | Mar 30, 2015 | M | 34,187 | D | — | Jan 18, 2019 | Common Stock | 34,187 | 0 | D |
| Incentive Stock Option (right to buy)F7 | $17.79 | Mar 30, 2015 | M | 5,813 | D | — | Jan 18, 2019 | Common Stock | 5,813 | 0 | D |
| Non-Qualified Stock Option (right to buy)F8 | $14.72 | Mar 30, 2015 | M | 32,850 | D | — | Jan 24, 2018 | Common Stock | 32,850 | 0 | D |
| Incentive Stock Option (right to buy)F8 | $14.72 | Mar 30, 2015 | M | 7,150 | D | — | Jan 24, 2018 | Common Stock | 7,150 | 0 | D |
| Non-Qualified Stock Option (right to buy)F9 | $13.34 | Mar 30, 2015 | M | 5,833 | D | — | May 17, 2017 | Common Stock | 5,833 | 0 | D |
| Incentive Stock Option (right to buy)F9 | $13.34 | Mar 30, 2015 | M | 167 | D | — | May 17, 2017 | Common Stock | 167 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F3Represents weighted average sale price. Actual sale prices ranged from $92.58 - $96.05.
- F4Represents weighted average sale price. Actual sale prices ranged from $92.58 - $96.05.
- F5Represents weighted average sale price. Actual sale prices ranged from $92.61 - $96.05.
- F6Beginning February 9, 2013, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F7Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F8Beginning January 25, 2011, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F9Beginning May 18, 2010, options become exercisable in 25 installments, with the first 33.33% vesting on January 21, 2011 and the remainder vesting monthly over two years.