SEC Form 4 · accession 0001209191-15-026061
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry A Ariko
Director
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2015 | M | 20,000 | $3.86 | A | 65,834 | D | |
| Common Stock | Mar 12, 2015 | M | 20,000 | $7.26 | A | 85,834 | D | |
| Common Stock | Mar 12, 2015 | M | 20,000 | $9.92 | A | 105,834 | D | |
| Common Stock | Mar 12, 2015 | M | 20,000 | $2.80 | A | 125,834 | D | |
| Common StockF1,F2 | Mar 12, 2015 | S | 80,000 | $89.27 | D | 45,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $3.86 | Mar 12, 2015 | M | 20,000 | D | — | May 22, 2016 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $7.26 | Mar 12, 2015 | M | 20,000 | D | — | May 21, 2017 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $9.92 | Mar 12, 2015 | M | 20,000 | D | — | May 21, 2018 | Common Stock | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F3 | $2.80 | Mar 12, 2015 | M | 20,000 | D | — | May 18, 2019 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Represents weighted average sale price. Actual sale prices ranged from $89.01 - $89.70.
- F2Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F3This option vests in full on the first anniversary of the date of grant or, if earlier, the date of the next regular annual meeting of the Company's stockholders or upon change of control (as defined in option plan).