SEC Form 4 · accession 0001209191-15-003731
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric H. Siegel
Officer — EVP, General Counsel
Period of report
Jan 8, 2015
Accepted (ET)
Jan 12, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | M | 151 | $17.79 | A | 3,506 | D | |
| Common Stock | Jan 8, 2015 | M | 11,308 | $17.79 | A | 14,814 | D | |
| Common Stock | Jan 8, 2015 | M | 4,167 | $14.00 | A | 18,981 | D | |
| Common StockF1 | Jan 8, 2015 | S | 15,626 | $75.00 | D | 3,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $17.79 | Jan 8, 2015 | M | 151 | D | — | Jan 18, 2019 | Common Stock | 151 | 2,234 | D |
| Non-Qualified Stock Option (right to buy)F2 | $17.79 | Jan 8, 2015 | M | 11,308 | D | — | Jan 18, 2019 | Common Stock | 11,308 | 11,308 | D |
| Non-Qualified Stock Option (right to buy)F3 | $14.00 | Jan 8, 2015 | M | 4,167 | D | — | Aug 8, 2018 | Common Stock | 4,167 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
- F2Beginning January 19, 2012, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.
- F3Beginning August 9, 2011, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.