SEC Form 4 · accession 0001209191-15-002856
INCYTE CORP · INCY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paula J Swain
Officer — EVP, Human Resources
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 5, 2015 | M | 17,500 | $3.11 | A | 35,561 | D | |
| Common StockF1,F2,F3 | Jan 5, 2015 | S | 17,500 | $73.90 | D | 18,061 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F4 | $3.11 | Jan 5, 2015 | M | 17,500 | D | — | Jan 26, 2016 | Common Stock | 17,500 | 68,969 | D |
Explanation of responses
- F1Represents weighted average sale price. Actual sale prices ranged from $73.23 - $74.91.
- F2Reporting person undertakes to provide upon request by Securites and Exchange Commission, the issuer or a securityholder of the issuer detailed information regarding the price and number of shares sold within range indicated.
- F3This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F4Beginning January 27, 2009, options become exercisable in 25 installments, with the first 33.33% vesting after one year and the remainder vesting monthly over two years.