SEC Form 4 · accession 0001576790-16-000008
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Conor C Flynn
Officer — President and CEO · Director
Period of report
May 9, 2016
Accepted (ET)
May 10, 2016 · 5:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 9, 2016 | M | 20,000 | $11.54 | A | 447,826 | D | |
| Common Stock | May 9, 2016 | M | 7,000 | $15.64 | A | 454,826 | D | |
| Common Stock | May 9, 2016 | M | 13,000 | $18.85 | A | 467,826 | D | |
| Common Stock | May 9, 2016 | M | 15,600 | $18.78 | A | 483,426 | D | |
| Common Stock | May 9, 2016 | M | 2,700 | $24.12 | A | 486,126 | D | |
| Common StockF1 | May 9, 2016 | S | 58,300 | $29.7206 | D | 427,826 | D | |
| Common StockF2 | Mar 30, 2016 | G | 194 | $0.00 | A | 194 | I | by Son |
| Common Stock | holding | — | — | — | 2,189 | I | By 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Opiton (Right to Buy) | $11.54 | May 9, 2016 | M | 20,000 | D | Aug 6, 2013 | Aug 6, 2019 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $15.64 | May 9, 2016 | M | 7,000 | D | Mar 18, 2014 | Mar 18, 2020 | Common Stock | 7,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $18.85 | May 9, 2016 | M | 13,000 | D | Feb 17, 2015 | Feb 17, 2021 | Common Stock | 13,000 | 0 | D |
| Employee Stock Option (Right to Buy) | $18.78 | May 9, 2016 | M | 15,600 | D | Feb 16, 2016 | Feb 16, 2022 | Common Stock | 15,600 | 0 | D |
| Employee Stock Option (Right to Buy) | $24.12 | May 9, 2016 | M | 2,700 | D | May 20, 2015 | May 20, 2023 | Common Stock | 2,700 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.70 to $29.77 inclusive.
- F2This transaction involved a gift of securities to the reporting person's son, who shares the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for the purposes of Section 16 or for any other purpose.