SEC Form 4 · accession 0001437749-18-003343
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton Cooper
Officer — Executive Chairman · Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 26, 2018 · 7:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 22, 2018 | A | 107,030 | $0.00 | A | 9,674,754 | D | |
| Common Stock | holding | — | — | — | 39,035 | I | By 401(K) | |
| Common StockF2,F4 | holding | — | — | — | 243,965 | I | By Trust | |
| Common StockF5 | holding | — | — | — | 250,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 5,381 | I | By IRA | |
| Common Stock | holding | — | — | — | 17,500 | I | By Foundation | |
| Common Stock | holding | — | — | — | 36,126 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock awarded on February 22, 2018 which will vest on February 13, 2023.
- F2Reflects a distribution on January 2, 2018 of 2,317 shares from the charitable remainder unitrust to the reporting person.
- F3Also includes 7,767 shares previously omitted from the reporting person's Forms 4.
- F4The reporting person disclaims beneficial ownership of the securities in the charitable remainder unitrust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
- F5The reporting person disclaims beneficial ownership of the securities in the remainder annuity trust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.