SEC Form 4 · accession 0001437749-17-002610
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Gary Cohen
Officer — Exec VP, CFO & Treasurer
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 8:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Feb 13, 2017 | A | 18,640 | $0.00 | A | 238,803 | D | |
| Common StockF1 | Feb 13, 2017 | A | 22,340 | $0.00 | A | 261,143 | D | |
| Common StockF2 | Feb 13, 2017 | A | 2,652 | $0.00 | A | 263,795 | D | |
| Common Stock | Feb 13, 2017 | A | 2,500 | $0.00 | A | 266,295 | D | |
| Common Stock | Feb 13, 2017 | F | 24,931 | $25.04 | D | 241,364 | D | |
| Common Stock | Feb 13, 2017 | F | 1,290 | $25.04 | D | 240,074 | D | |
| Common Stock | holding | — | — | — | 12,396 | I | By 401(K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock awarded as a result of the Company having met certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014 and 2015.
- F2Represents shares of restricted stock awarded as a result of the Company exceeding certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014 and 2015.
- F3Represents shares of restricted stock awarded on February 13, 2017, which vest in four equal annual installments beginning on February 13, 2018.