SEC Form 4 · accession 0001437749-17-002607
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton Cooper
Officer — Executive Chairman · Director
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2017 | A | 27,193 | $0.00 | A | 9,431,952 | D | |
| Common StockF2 | Feb 13, 2017 | A | 3,218 | $0.00 | A | 9,435,170 | D | |
| Common StockF3 | Feb 13, 2017 | A | 46,782 | $0.00 | A | 9,481,952 | D | |
| Common StockF3 | Feb 13, 2017 | A | 15,970 | $0.00 | A | 9,497,922 | D | |
| Common Stock | Feb 13, 2017 | A | 3,049 | $0.00 | A | 9,500,971 | D | |
| Common Stock | Feb 15, 2017 | P | 5,000 | $24.0691 | A | 35,605 | I | By Spouse |
| Common Stock | holding | — | — | — | 39,151 | I | By 401(K) | |
| Common StockF4,F5 | holding | — | — | — | 248,896 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 250,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 5,738 | I | By IRA | |
| Common Stock | holding | — | — | — | 107,500 | I | By Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock awarded as a result of the Company having met certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014 and 2015.
- F2Represents shares of restricted stock awarded as a result of the Company exceeding certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014 and 2015.
- F3These Shares vest in full on February 13, 2021.
- F4Reflects an in-kind distribution to the reporting person by the charitable remainder unitrust of which the reporting person's spouse is trustee.
- F5The reporting person disclaims beneficial ownership of the securities in the charitable remainder unitrust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purpose of Section 16 or for any other purpose.
- F6The reporting person disclaims beneficial ownership of the securities in the remainder annuity trust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.