SEC Form 4 · accession 0001250817-16-000018
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glenn Gary Cohen
Officer — EVP - CFO and Treasurer
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2016 | S | 8,500 | $27.98 | D | 222,742 | D | |
| Common Stock | Mar 17, 2016 | M | 10,300 | $15.64 | A | 233,042 | D | |
| Common Stock | Mar 17, 2016 | M | 4,500 | $15.20 | A | 237,542 | D | |
| Common StockF2 | Mar 17, 2016 | S | 14,800 | $28.67 | D | 222,742 | D | |
| Common Stock | holding | — | — | — | 11,952 | I | By 401(K) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock opiton (right to buy) | $15.64 | Mar 17, 2016 | M | 10,300 | D | Mar 18, 2015 | Mar 18, 2020 | Common Stock | 10,300 | 0 | D |
| Employee stock opiton (right to buy) | $15.20 | Mar 17, 2016 | M | 4,500 | D | Aug 4, 2015 | Aug 4, 2020 | Common Stock | 4,500 | 0 | D |
Explanation of responses
- F1This trade was executed pursuant to a Trading Plan dated 3/26/15 previously established under Rule 10b5-1 by the reporting person.
- F2This trade was executed pursuant to a Trading Plan dated 12/24/15 previously established under Rule 10b5-1 by the reporting person.