SEC Form 4 · accession 0000940314-16-000004
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton Cooper
Officer — Executive Chairman · Director
Period of report
Feb 13, 2016
Accepted (ET)
Feb 17, 2016 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2016 | A | 15,210 | $0.00 | A | 9,380,212 | D | |
| Common StockF3 | Feb 13, 2016 | A | 16,913 | $0.00 | A | 9,397,125 | D | |
| Common StockF4 | Feb 13, 2016 | A | 7,634 | $0.00 | A | 9,404,759 | D | |
| Common Stock | holding | — | — | — | 39,151 | I | By 401(K) | |
| Common StockF2,F5 | holding | — | — | — | 248,896 | I | By Trust | |
| Common StockF6 | holding | — | — | — | 250,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 5,738 | I | By IRA | |
| Common Stock | holding | — | — | — | 107,500 | I | By Foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares vest in four equal annual installments beginning on February 13, 2017.
- F2Reflects an in-kin distribution to the reporting person by the Charitable remainder unitrust of which the reporting person's spouse is trustee.
- F3Represents shares of restricted stock awarded as a result of the Company having met certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014.
- F4Represents shares of restricted stock awarded as a result of the Company exceeding certain performance criteria relative to the Company's peer group and the National Association of Real Estate Investment Trust retail peers, pursuant to the reporting person's grant of Performance Shares on February 13, 2014.
- F5The reporting person disclaims beneficial ownership of the securities in the charitable remainder unitrust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or for any other purpose.
- F6The reporting person disclaims beneficial ownership of the securities in the charitable remainder annuity trust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of theses securities for purposes of Section 16 or for any other purpose.