SEC Form 4 · accession 0000940314-15-000001
KIMCO REALTY CORP · KIM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milton Cooper
Officer — Executive Chairman · Director
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 3:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000879101
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2015 | M | 32,475 | $18.85 | A | 9,324,895 | D | |
| Common Stock | holding | — | — | — | 38,283 | I | By 401(K) | |
| Common StockF1 | holding | — | — | — | 250,000 | I | By Trust | |
| Common StockF2 | holding | — | — | — | 250,000 | I | By Trust | |
| Common Stock | holding | — | — | — | 5,738 | I | By IRA | |
| Common Stock | holding | — | — | — | 107,500 | I | By Foundation | |
| Common Stock | holding | — | — | — | 27,384 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stockF3 | $18.85 | Feb 10, 2015 | M | 32,475 | D | — | Feb 17, 2021 | Common Stock | 32,475 | 10,825 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of the securities in the charitable remainder unitrust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F2The reporting person disclaims beneficial ownership of the securities in the charitable remainder annuity trust of which the reporting person's spouse is trustee, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- F3The options vest in four equal annual installments beginning on February 17, 2012.