SEC Form 4 · accession 0001185185-16-005467
Quadrant 4 System Corp · QFOR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Sawyer
Director
Period of report
Oct 21, 2010
Accepted (ET)
Sep 22, 2016 · 10:17 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 21, 2010 | J | 150,000 | $0.00 | A | 150,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants (right to buy)F2 | $0.01 | Oct 9, 2015 | A | 50,000 | A | Oct 9, 2015 | Oct 8, 2020 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Grant in connection with the reporting person's service as a director of the Issuer
- F2Grant in connection with the reporting person's service as a director of the Issuer
Remarks
The reporting person inadvertently failed to timely file Form 4 in connection with the transactions reported above. See also the Form 3 filing by the reporting person made as of the date of this filing, which, together with this Form 4, collectively report all of the reporting person's holdings of, and transactions in, the Issuer's equity securities.