SEC Form 4 · accession 0001104659-17-009518
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip D. Hixon
Officer — EVP, Store Operations
Period of report
Feb 13, 2017
Accepted (ET)
Feb 15, 2017 · 9:39 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 13, 2017 | S | 98 | $3.9501 | D | 54,150 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Company's 2014 Long-Term Incentive Plan.
- F2The holdings shown include an additional 13,413 shares reported in the amendment to Form 4 filed by the reporting person on September 23, 2016, which amended the Form 4 filed on September 6, 2016. These additional holdings were not reflected in the Form 4 filed on September 8, 2016.