SEC Form 4 · accession 0001104659-16-158143
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jimmie L Wade
Director
Period of report
Nov 16, 2016
Accepted (ET)
Nov 18, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | P | 13,084 | $5.35 | A | 32,592 | D | |
| Common StockF2 | Nov 16, 2016 | S | 4,343 | $5.35 | D | 28,249 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares represents shares of restricted stock, all of which vest on the earlier of the one year anniversary of the grant date or immediately prior to the Company's next Annual Meeting of Stockholders on the Annual Meeting date, subject to the terms of the Company's long-term incentive plan and the applicable award agreement.
- F2This transaction reflects the sale of shares for purposes of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Company's 2014 Long-Term Equity Incentive Plan.
Remarks
See Power of Attorney - Exhibit 24.1.