SEC Form 4 · accession 0001104659-16-094067
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacie Shirley
Officer — EVP, CFO, Treasurer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 8:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | A | 26,596 | $0.00 | A | 26,596 | D | |
| Common StockF2 | Feb 2, 2016 | A | 26,596 | $0.00 | A | 53,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $5.64 | Feb 2, 2016 | A | 80,593 | A | — | Feb 2, 2026 | Common Stock | 80,593 | 80,593 | D |
Explanation of responses
- F1The 26,596 shares represent shares of restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan which vest in equal installments on February 2, 2017, February 2, 2018, February 2, 2019 and February 2, 2020.
- F2The shares were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest on February 2, 2018.
- F3The options were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in four equal installments on February 2, 2017, February 2, 2018, February 2, 2019 and February 2, 2020.