SEC Form 4 · accession 0001104659-15-064112
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Phillips
Officer — President and C.O.O.
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 3, 2015 | A | 15,823 | $0.00 | A | 44,794 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.90 | Sep 3, 2015 | A | 142,405 | A | — | Sep 3, 2025 | Common Stock | 142,405 | 142,405 | D |
Explanation of responses
- F1The 15,823 shares represent shares of restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan which vest in equal installments on September 3, 2016, September 3, 2017, September 3, 2018 and September 3, 2019.
- F2The options were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in four equal installments on September 3, 2016, September 3, 2017, September 3, 2018 and September 3, 2019.