SEC Form 4 · accession 0001104659-15-064102
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael Rouleau
Officer — Chief Executive Officer · Director
Period of report
Sep 3, 2015
Accepted (ET)
Sep 8, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 3, 2015 | A | 88,608 | $0.00 | A | 258,367 | I | By Rouleau Family Revocable Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $7.90 | Sep 3, 2015 | A | 265,823 | A | — | Sep 3, 2025 | Common Stock | 265,823 | 265,823 | I |
Explanation of responses
- F1The 88,608 shares represent shares of performance-based restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan which vest three years from the date of grant, subject to the achievement of certain performance metrics.
- F2The options were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in four equal installments on September 3, 2016, September 3, 2017, September 3, 2018 and September 3, 2019.