SEC Form 4 · accession 0001104659-15-012677
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Michael Rouleau
Officer — Chief Executive Officer · Director
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $14.34 | Feb 18, 2015 | A | 67,500 | A | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 67,500 | 67,500 | I |
Explanation of responses
- F1On February 18, 2014, the reporting person was granted an option to purchase 135,000 shares of common stock. The option vests in two installments based on the Company's satisfaction of certain performance criteria. The performance criteria for 2014 were met, resulting in vesting of the option as to 67,500 shares.