SEC Form 4 · accession 0001104659-15-009556
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melissa Phillips
Officer — EVP, General Merchandise Mgr
Period of report
Feb 10, 2015
Accepted (ET)
Feb 12, 2015 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 10, 2015 | A | 3,215 | $0.00 | A | 11,311 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $19.36 | Feb 10, 2015 | A | 28,939 | A | — | Feb 10, 2025 | Common Stock | 28,939 | 28,939 | D |
Explanation of responses
- F1The 3,215 shares represent shares of restricted stock granted pursuant to the Company's 2014 Long-Term Incentive Plan which vest in equal installments on February 10, 2016, February 10, 2017, February 10, 2018 and February 10, 2019.
- F2The options were granted pursuant to the Company's 2014 Long-Term Incentive Plan and vest in four equal installments on February 10, 2016, February 10, 2017, February 10, 2018 and February 10, 2019.