SEC Form 4/A · accession 0000899243-16-030012
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven R Becker
Officer — Chief Executive Officer · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 26, 2016 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy)F1,F3,F4,F5,F2 | $6.71 | Sep 1, 2016 | A | 248,385 | A | — | Sep 1, 2026 | Common Stock | 248,385 | 248,385 | D |
Explanation of responses
- F1The Form 4 originally filed by the reporting person with the Securities and Exchange Commission on September 6, 2016 (the "Original Filing") did not include 62,096 options that were part of the grant of an aggregate of 248,385 options to Steven R. Becker on September 1, 2016 pursuant to the Tuesday Morning Corporation 2014 Long-Term Incentive Plan (the "2014 LTIP"). The Original Filing is amended by this Form 4 amendment to reflect the reporting person's beneficial ownership. No other changes have been made to the Original Filing.
- F2The option vests in equal annual installments over four years beginning on the first anniversary of the grant date.
- F3Granted to Mr. Becker on September 1, 2016 pursuant to the 2014 LTIP.
- F4This statement is filed by and on behalf of Mr. Becker, and Mr. Becker is the direct beneficial owners of the securities covered by this statement.
- F5The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.