SEC Form 4 · accession 0000899243-16-011655
TUESDAY MORNING CORP/DE · TUES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven R Becker
Officer — Chief Executive Officer · Director
Period of report
Jan 11, 2016
Accepted (ET)
Jan 13, 2016 · 6:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878726
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4,F5 | Jan 11, 2016 | P | 70,000 | $5.2288 | A | 171,900 | I | See Footnotes |
| Common StockF2,F3,F4,F5 | Jan 12, 2016 | P | 487,530 | $5.1241 | A | 659,430 | I | See Footnotes |
| Common StockF2,F3,F4,F5 | Jan 13, 2016 | P | 497,937 | $5.1444 | A | 1,157,367 | I | See Footnotes |
| Common StockF2,F3,F4 | holding | — | — | — | 8,402 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Western Family Value, LLC ("WFV") on behalf of Western Family Value I, L.P. ("WFV I").
- F2This statement is filed by and on behalf of Steven R. Becker. Mr. Becker and WFV I are the direct beneficial owners of the securities covered by this statement.
- F3Mr. Becker is a limited partner of, and may be deemed to beneficially own certain securities owned by, WFV I. WFV is the general partner of, and may be deemed to beneficially own securities owned by, WFV I. Mr. Becker is the sole member of, and may be deemed to beneficially own securities owned by, WFV.
- F4The reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any securities covered by this statement. The reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
- F5Represents shares of common stock of Tuesday Morning Corporation, par value $0.01 per share directly beneficially owned by WFV I.