SEC Form 4 · accession 0000878560-18-000080
CalAtlantic Group, Inc. · CAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wendy L Marlett
Officer — CMO & EVP Sales & Marketing
Period of report
Feb 12, 2018
Accepted (ET)
Feb 13, 2018 · 1:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000878560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2018 | J | 72,116 | — | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF2 | $41.16 | Feb 12, 2018 | J | 6,001 | D | Oct 1, 2016 | Oct 1, 2020 | Common Stock | 6,001 | 0 | D |
| Stock Appreciation RightF2 | $44.55 | Feb 12, 2018 | J | 18,203 | D | Apr 1, 2016 | Apr 1, 2020 | Common Stock | 18,203 | 0 | D |
Explanation of responses
- F1On February 12, 2018, these shares were exchanged for shares of Lennar Corporation ("Lennar") in connection with the closing of the merger (the "Merger"), pursuant to terms of that certain Agreement and Plan of Merger, dated October 29, 2017, by and among the Company, Cheetah Cub Group Corp. ("Merger Sub") and Lennar, the sole shareholder of Merger Sub.
- F2On February 12, 2018, the stock appreciation rights were exchanged for stock appreciation rights of Lennar Corporation in connection with the closing of the Merger.